LP Profile

Prospect Financial Services

Also known as prospect financial services

Wealth ManagerMelville, United StatesFounded 1999
$431M
Assets Under Management
Melville
Headquarters
Investment Focus

About Prospect Financial Services

Prospect Financial Services, LLC is a financial services firm in Melville, New York, founded in 1999. It describes itself as a client-centered, comprehensive firm focused on long-term financial independence. Its ongoing financial planning service is led by Sean Rooney and his team, and plans are updated as changes in health, career or family circumstances occur. The firm states that it uses customized programs and a range of products to pursue client goals. It reports about $431 million in assets under management.

Verified Filings

Regulatory & Financial Data

Public regulatory records matched to Prospect Financial Services from SEC and IRS filings.

SEC Form ADV

Verified
Reported AUM
$431.0M
Total Clients
1,156
Filing Date
March 9, 2026
Source: SEC IAPD / Form ADV Original filingFull filing details →
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FAQ

Frequently asked questions

What type of investor is Prospect Financial Services?

Prospect Financial Services is a wealth manager based in Melville, United States, managing approximately $431M in assets.

Where is Prospect Financial Services headquartered?

Prospect Financial Services is headquartered in Melville, United States.

How much does Prospect Financial Services manage?

Prospect Financial Services manages approximately $431M in assets under management.

When was Prospect Financial Services founded?

Prospect Financial Services was founded in 1999.

How can I contact Prospect Financial Services?

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