SEC Form ADV · CIK 2012519

PROSPECT FINANCIAL SERVICES LLC

Firm profile: Prospect Financial Services — investment focus, AUM, decision-makers and all regulatory filings

Registered Investment AdviserNY

$431.0M

Assets Under Management

1,156

Total Clients

Employees

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Registration Details

CIK: 2012519
Accession: CRD-314154
Location: MELVILLE, NY
Filing Date: March 9, 2026
AUM: $431.0M
Total Clients: 1,156
Institutional Clients: 77
Employees: 12
Amendment: No
SEC EDGAR: View original filing →

Client Types

IndividualsHNW IndividualsPension PlansCorporations

About this Adviser

PROSPECT FINANCIAL SERVICES LLC is a registered investment adviser headquartered in MELVILLE, NY, managing approximately $431.0M in assets across 1,156 client accounts. This data is sourced from the SEC's EDGAR database via Form ADV.

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