SEC Form ADV

PROSPECT FINANCIAL GROUP LLC

Firm profile: Prospect Financial Services — investment focus, AUM, decision-makers and all regulatory filings

Registered Investment Adviser
$204.4M
Assets Under Management
1
Total Clients
2
Employees
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Registration Details

Accession
crd-133953
Filing Date
July 14, 2026
AUM
$204.4M
Total Clients
1
Employees
2
Amendment
No

Client Types

IndividualsHNW Individuals

About this Adviser

PROSPECT FINANCIAL GROUP LLC is a registered investment adviser, managing approximately $204.4M in assets across 1 client accounts. This data is sourced from the SEC's EDGAR database via Form ADV.