SEC Filings

Form ADV Database

Search SEC Form ADV registrations for investment advisers. AUM, client types, and strategies — all cross-referenced with verified LP contact data.

40,398
Advisers Indexed
SEC EDGAR
Data Source
Annual
Filing Frequency
Search All Form ADVs
Largest Advisers

Top Registered Investment Advisers by AUM

FirmAUMClientsState
VANGUARD GROUP INC
CIK 102909
$11092.7B
228
PA
VANGUARD GROUP INC
CIK 102909
$11092.7B
PA
VANGUARD CAPITAL MANAGEMENT, LLC
CIK 2100119
$8436.2B
128
PA
VANGUARD CAPITAL MANAGEMENT, LLC
CIK 2100119
$8436.2B
PA
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
CIK 35368
$5685.0B
37,227
MA
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
CIK 35368
$5685.0B
1
MA
BLACKROCK FUND ADVISORS
CIK 1006249
$4282.2B
556
CA
BLACKROCK FUND ADVISORS
CIK 1006249
$4282.2B
1
CA
CAPITAL RESEARCH AND MANAGEMENT COMPANY
$3753.5B
22,833
CA
CAPITAL RESEARCH AND MANAGEMENT COMPANY
$3753.5B
134
CA
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
CIK 1163368
$3666.9B
2,835
CA
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
CIK 1163368
$3666.9B
5
CA
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CIK 741611
$3519.4B
132,150
NY
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CIK 741611
$3519.4B
59
NY
VANGUARD PORTFOLIO MANAGEMENT, LLC
CIK 2100121
$2656.5B
PA
VANGUARD PORTFOLIO MANAGEMENT, LLC
CIK 2100121
$2656.5B
101
PA
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
CIK 1229262
$2648.9B
249,499
NY
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
CIK 1229262
$2648.9B
103
NY
T. ROWE PRICE ASSOCIATES, INC.
CIK 80255
$2196.5B
83
MD
T. ROWE PRICE ASSOCIATES, INC.
CIK 80255
$2196.5B
6,889
MD
MORGAN STANLEY
$1961.9B
2,703,720
NY
MORGAN STANLEY
$1961.9B
416,984
NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CIK 728612
$1781.6B
16,844
NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CIK 728612
$1781.6B
3,253,265
NY
GEODE CAPITAL MANAGEMENT, LLC
CIK 1214717
$1736.5B
MA
GEODE CAPITAL MANAGEMENT, LLC
CIK 1214717
$1736.5B
176
MA
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CIK 884546
$1721.0B
856,597
CA
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CIK 884546
$1721.0B
CA
BLACKROCK FINANCIAL MANAGEMENT, INC
CIK 917129
$1595.1B
2,283
NY
BLACKROCK FINANCIAL MANAGEMENT, INC
CIK 917129
$1595.1B
137
NY

Showing 30 of 40,398 advisers. Search all →

About

What is SEC Form ADV?

Form ADV is the registration and disclosure document filed with the SEC by investment advisers managing $110M or more in assets, and with state regulators below that threshold. It includes the firm's AUM, number of clients, investment strategies, and types of accounts managed.

Many registered investment advisers (RIAs) also function as limited partners in private funds — particularly family office RIAs, endowment consultants, and multi-family offices. Form ADV Part 1 discloses which advisers manage discretionary assets in private funds, making it a powerful signal for fund managers identifying prospective LPs.

LPbacked indexes Form ADV data via SEC EDGAR and cross-references it with LP profiles to surface RIAs that actively invest in private markets, along with verified contact details for the investment team.

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