SEC Filings

Form ADV Database

Search SEC Form ADV registrations for investment advisers. AUM, client types, and strategies — all cross-referenced with verified LP contact data.

16,928
Advisers Indexed
SEC EDGAR
Data Source
Annual
Filing Frequency
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Largest Advisers

Top Registered Investment Advisers by AUM

FirmAUMClientsState
VANGUARD GROUP INC
CIK 102909
$11092.7B
228
PA
VANGUARD CAPITAL MANAGEMENT, LLC
CIK 2100119
$8436.2B
128
PA
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
CIK 35368
$5685.0B
37,227
MA
BLACKROCK FUND ADVISORS
CIK 1006249
$4282.2B
556
CA
CAPITAL RESEARCH AND MANAGEMENT COMPANY
$3753.5B
22,833
CA
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
CIK 1163368
$3666.9B
2,835
CA
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CIK 741611
$3519.4B
132,150
NY
VANGUARD PORTFOLIO MANAGEMENT, LLC
CIK 2100121
$2656.5B
101
PA
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
CIK 1229262
$2648.9B
249,499
NY
T. ROWE PRICE ASSOCIATES, INC.
CIK 80255
$2196.5B
6,889
MD
MORGAN STANLEY
$1961.9B
2,703,720
NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CIK 728612
$1781.6B
3,253,265
NY
GEODE CAPITAL MANAGEMENT, LLC
CIK 1214717
$1736.5B
176
MA
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CIK 884546
$1721.0B
856,597
CA
BLACKROCK FINANCIAL MANAGEMENT, INC
CIK 917129
$1595.1B
2,283
NY
WELLINGTON MANAGEMENT COMPANY LLP
CIK 1633863
$1428.0B
1,559
MA
SSGA FUNDS MANAGEMENT, INC.
CIK 1257442
$1420.7B
287
MA
STRATEGIC ADVISERS LLC
CIK 1026420
$1370.1B
2,973,512
MA
NORTHERN TRUST INVESTMENTS, INCORPORATED
CIK 1256909
$1245.2B
41,027
IL
CAPTRUST
CIK 1512024
$1236.7B
146,777
NC
PGIM, INC.
CIK 946754
$1131.6B
938
NJ
BLACKROCK ADVISORS, LLC
CIK 1086364
$1096.1B
305
NY
DIMENSIONAL FUND ADVISORS LP
CIK 354204
$1020.4B
2,319
TX
EDWARD JONES
CIK 53903
$1013.6B
5,630,517
MO
MANAGED ACCOUNT ADVISORS LLC
CIK 1418660
$995.0B
2,220,463
NJ
INVESCO CAPITAL MANAGEMENT LLC
CIK 1224696
$941.0B
444
IL
UBS FINANCIAL SERVICES INC.
$915.8B
1,144,309
NJ
MELLON INVESTMENTS CORPORATION
CIK 874779
$873.9B
3,942
PA
LPL FINANCIAL LLC
CIK 1007444
$819.1B
2,850,994
SC
ALLIANCEBERNSTEIN L.P.
CIK 1109448
$763.4B
75,956
TN

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About

What is SEC Form ADV?

Form ADV is the registration and disclosure document filed with the SEC by investment advisers managing $110M or more in assets, and with state regulators below that threshold. It includes the firm's AUM, number of clients, investment strategies, and types of accounts managed.

Many registered investment advisers (RIAs) also function as limited partners in private funds — particularly family office RIAs, endowment consultants, and multi-family offices. Form ADV Part 1 discloses which advisers manage discretionary assets in private funds, making it a powerful signal for fund managers identifying prospective LPs.

LPbacked indexes Form ADV data via SEC EDGAR and cross-references it with LP profiles to surface RIAs that actively invest in private markets, along with verified contact details for the investment team.

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