LP Profile

Downtown Investment Advisory

Also known as DIA

Wealth ManagerWhite Plains, United States
$130M
Assets Under Management
White Plains
Headquarters
Investment Focus

About Downtown Investment Advisory

Downtown Investment Advisory (DIA) is a Registered Investment Advisory firm offering investment management services focused on fixed income. It builds custom portfolios of individual bonds, ranging between municipal and high yield, plus alternative fixed income investments, aimed at a desired yield target. DIA's expertise was developed over 20 years of institutional fixed income investing, managing portfolios exceeding $500 million. DIA, formed in 2013, is an SEC registered firm based in White Plains, NY, with over $100 million in assets under management for high net worth families and charitable foundations. As an independent firm, it has no incentive to place clients in 'house' assets and earns no sales commissions. Fiduciary duties run from DIA to every client, which other investment professionals, for example advisors at big brokerage firms, are not required to provide. Downtown Capital Partners is an alternative asset-based lender in White Plains, New York, founded in 2009. It generally provides capital through structured transactions, purchase order finance, receivables financing/invoice factoring, real estate finance, asset-based lending, and selected private equity investments. Its customers include real estate developers, lower middle-market companies, and ultra-high net worth individuals and related entities.

Preferred Investment Types

Debt FinancingInvestment FundsPrivate EquityVenture Capital - Early StageVenture CapitalPhilanthropy

Preferred Sectors & Themes

Conservative AllocationEquity/Mutual FundsEquity SecuritiesOptions TradingStartups & ManagementCharitable InvestmentsFixed Income/Debt Securities FinanceTraditional Investments (Liquid Assets)Alternative InvestmentsHigh-Level SectorsNon-Profit

Preferred Geographies

United States
Verified Filings

Regulatory & Financial Data

Public regulatory records matched to Downtown Investment Advisory from SEC and IRS filings.

SEC Form ADV

Verified
Reported AUM
$125.3M
Total Clients
153
Filing Date
February 5, 2026
Source: SEC IAPD / Form ADV Original filingFull filing details →
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Recent Filings

Public filings matched to Downtown Investment Advisory across SEC, IRS, DOL and international registers — newest first.

Cross-referenced from the LPbacked Signal Feed.

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FAQ

Frequently asked questions

What type of investor is Downtown Investment Advisory?

Downtown Investment Advisory is a wealth manager based in White Plains, United States, managing approximately $130M in assets.

Where is Downtown Investment Advisory headquartered?

Downtown Investment Advisory is headquartered in White Plains, United States.

How much does Downtown Investment Advisory manage?

Downtown Investment Advisory manages approximately $130M in assets under management.

What does Downtown Investment Advisory invest in?

Downtown Investment Advisory focuses on Debt Financing, Investment Funds, Private Equity, Venture Capital - Early Stage, Venture Capital, Philanthropy, Conservative Allocation, Equity/Mutual Funds.

How can I contact Downtown Investment Advisory?

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